SEC

No-action letter a coup for Latham & Watkins, potential boon for private funds industry

'Don’t let the uncertainty at the agency and across the federal government take your eyes off the ball,' Patterson Belknap's Greg Baker says

'There’s a lot of smart people out there that understand risk,' Securitize co-founder Jamie Finn says

More than half of the financial remedies came from cases against Terraform Labs and founder

'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says

A spate of SEC enforcement actions against private fund managers closed out fiscal 2024

'We know how private lending works and the risks associated with it,' Commissioner tells SIFMA conference

'That's really your opportunity as a firm to be able to come out and frame the risks to your business,' Iron Road Partners' Emilie Abate ...

Peirce and Uyeda dissent, criticize fellow commissioners for not going back to public comment drawing board

'It’s not the end of the administrative state, it’s not the end of the SEC,' Patterson Belknap's Greg Baker warns