SEC

Thirteen percent of staff walked out the door after Elon Musk's DOGE raid. 'In practical terms, this puts more responsibility on asset managers,' Major, Lindsey ...

Taking aim at 'small oligopoly' of proxy advisors, the SEC's Brian Daly wants investment advisers to weigh their votes carefully

Record-setting stoppage aggravated already longer holding periods, slower distributions and growing reliance on continuation and secondary vehicles to manage liquidity

Muhlendorf, an alumni of the Commission and the Department of Justice, has spent the last nine years as a partner in Wiley Rein’s white-collar litigation ...

No-action letter a coup for Latham & Watkins, potential boon for private funds industry

'Don’t let the uncertainty at the agency and across the federal government take your eyes off the ball,' Patterson Belknap's Greg Baker says

'There’s a lot of smart people out there that understand risk,' Securitize co-founder Jamie Finn says

More than half of the financial remedies came from cases against Terraform Labs and founder

'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says

A spate of SEC enforcement actions against private fund managers closed out fiscal 2024