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Statement on Certain Form N-PORT Data Office of Public Affairs May 14, 2025 The staff of the Securities and Exchange Commission has determined that certain ...
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Sources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself ...
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Given President Trump's directive, the SEC is extending the compliance dates of Form N-PORT changes to provide time for the Commission to complete its review
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This final rule requires electronic filing on EDGAR using structured data, permits electronic signatures in certain broker-dealer filings and updates FOCUS reports
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“One of the ways that we’re prepping is anyone we think who is an individual that we think might have to report” as a beneficial ...
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Here's what the FinCEN ID application looks like
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Here's an example of FinCEN's beneficial ownership reporting form
Congress
This is the law behind FinCEN's new reporting requirements around beneficial ownership
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Here are directions to help you obtain your FinCEN ID to make it easier to comply with the Corporate Transparency Act
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Given that you must use EDGAR to file your electronic 13F, seek to 'identify the technicalities that can cause a filing to fail, such as ...
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