Forms

Statement on Certain Form N-PORT Data Office of Public Affairs May 14, 2025 The staff of the Securities and Exchange Commission has determined that certain ...

Sources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself ...

Given President Trump's directive, the SEC is extending the compliance dates of Form N-PORT changes to provide time for the Commission to complete its review

This final rule requires electronic filing on EDGAR using structured data, permits electronic signatures in certain broker-dealer filings and updates FOCUS reports

“One of the ways that we’re prepping is anyone we think who is an individual that we think might have to report” as a beneficial ...

Here's what the FinCEN ID application looks like

Here's an example of FinCEN's beneficial ownership reporting form

This is the law behind FinCEN's new reporting requirements around beneficial ownership

Here are directions to help you obtain your FinCEN ID to make it easier to comply with the Corporate Transparency Act

Given that you must use EDGAR to file your electronic 13F, seek to 'identify the technicalities that can cause a filing to fail, such as ...