Home Market Structure

Market Structure

SEC Chairman Gary Gensler
"Market regulators—SROs and the Commission—already have benefitted from CAT in surveillance and enforcement work"
SEC Commissioner Peirce
"Brokers are more sensitive to these costs than the plan participants because they have direct relationships with retail investors, but they, too, as I have ...
SEC Commissioner Crenshaw
"Regulators need effective tools to keep pace with these changes, especially considering the potential for new technologies like AI to rapidly amplify the magnitude and ...
"The cumulative costs for CAT may soon be approaching a billion dollars. These are real costs–not theoretical–being incurred imminently"
SEC Commissioner Lizarraga
"The faster the CAT is completed the sooner investors in our markets can realize the full benefits from the strengthened market oversight it is designed ...
SEC Chairman Gary Gensler
It "might go without saying, but there would be quite a raging fire if the U.S. Treasury were to default on the debt"
Gensler's strategic silence may help repair relations with hedge funds
Gensler has 'failed' in his mission, Committee Chairman claims
SEC Chairman Gary Gensler
"If the U.S. Treasury as an issuer were actually to default, it would have very significant, hard to predict, and likely lasting effects on investors, ...

Copyright PEI Media

Not for publication, email or dissemination