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Market Structure

Hester Peirce
"The anti-Wall Street sentiments coursing through the market events of recent weeks and the growing realization of the power that private and public centralized entities ...
"The Commission will closely review actions taken by regulated entities that may disadvantage investors or otherwise unduly inhibit their ability to trade certain securities"
"We are aware of and actively monitoring the on-going market volatility in the options and equities markets...we are working with our fellow regulators to assess ...
Elad Roisman
The TRACE data is a key tool in facilitating assessments of market dynamics, effective market oversight, and improved market transparency
The Commissioner urges better protections for retail investors and encourages investing in public companies given the risk of these investors pursuing private investments
Private funds raised more than $11 trillion of the $15.5 trillion sold in Regulation D markets during 2009 through 2019
After considering the comments received on the Proposal to rescind the Fee Exception,6 the Commission has determined that the Fee Exception is no longer appropriate ...
"What adds to my concern is that securities that trade in the OTC market are primarily owned by and marketed to retail investors"
"I am pleased that the infrastructure proposal would introduce, for the first time, competitive forces into the model for processing and distributing NMS market data"
Elad Roisman
"I hope you will consider the effects of new drivers of price formation such as, exchange-traded funds (“ETFs”) and portfolio trading"
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