SEC Commissioner Crenshaw pushes for improved electronic filing

"We should also take action to get the information we need about the effectiveness of Form CRS and the disclosures required under Regulation Best Interest, by engaging in investor testing of the actual forms and disclosures that investors receive in order to determine whether or not they are effective"

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.