Proxy Voting

"To the extent that funds and asset managers are engaging in 'robo-voting' based on PVAB recommendations, such practices should be reviewed to determine whether they ...

"Due to current resource and timing considerations following the lengthy government shutdown and the large volume of registration statements and other filings requiring prompt staff ...

The SEC adopted Exchange Act rule 14a-8 in the final days of the last Trump administration as part of a package of rules aimed at ...

Sources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself ...

Here's a short P&P tying together 13F, Form N-PX and proxy voting reporting

Gain ideas for your proxy P&Ps from this one from an advisory firm

It’s coming soon. The deadline later this summer for advisers that must report 13F securities to reveal their proxy votes on the so-called say-on-pay issue

The provision governing stock loans may give compliance officers the biggest challenge

These come courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.

Public shareholder votes 'nearly irrelevant,' Delaware judge rules