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Proxy Voting
Sources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself ...
Here's a short P&P tying together 13F, Form N-PX and proxy voting reporting
Gain ideas for your proxy P&Ps from this one from an advisory firm
It’s coming soon. The deadline later this summer for advisers that must report 13F securities to reveal their proxy votes on the so-called say-on-pay issue
The provision governing stock loans may give compliance officers the biggest challenge
These come courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.
Public shareholder votes 'nearly irrelevant,' Delaware judge rules
"The uncertainty of benefits associated with ESG investing, combined with the certainty of costs for companies undertaking ESG activities, should motivate all market participants – ...
One bright spot about the new SEC final rule that will force registered funds and institutional managers to report more about their proxy votes is ...
"Requiring every fund to disclose its votes implicitly pressures funds to vote, even when voting is not in their best interest"