Proxy Voting

Taking aim at 'small oligopoly' of proxy advisors, the SEC's Brian Daly wants investment advisers to weigh their votes carefully

Guidance from an SEC official on proxy voting, the Commission delays a scheduled new rule, compliance improvement ideas from a firm that ran into trouble ...

"Investment advisers that determine proxy voting is not required by, or may even be inconsistent with, their investment program should not be afraid to take ...

"To the extent that funds and asset managers are engaging in 'robo-voting' based on PVAB recommendations, such practices should be reviewed to determine whether they ...

"Due to current resource and timing considerations following the lengthy government shutdown and the large volume of registration statements and other filings requiring prompt staff ...

The SEC adopted Exchange Act rule 14a-8 in the final days of the last Trump administration as part of a package of rules aimed at ...

Sources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself ...

Here's a short P&P tying together 13F, Form N-PX and proxy voting reporting

Gain ideas for your proxy P&Ps from this one from an advisory firm

It’s coming soon. The deadline later this summer for advisers that must report 13F securities to reveal their proxy votes on the so-called say-on-pay issue