Securities Act

We are proposing amendments based on the recommendations made in the staff’s Report on Modernization and Simplification of Regulation S-K, as required by Section 72003 ...

This is Securities Act rule 506 governing exempt from registration securities

(a) General. The principal office of the Commission, at 100 F Street, NE., Washington, DC 20549, is open each day, except Saturdays, Sundays, and Federal ...

(a) As used in the rules and regulations prescribed in this part by the Securities and Exchange Commission pursuant to the Securities Act of 1933, ...

Any such order may, as the Commission deems appropriate, require future compliance or steps to effect future compliance, either permanently or for such period of ...

Securities Act of 1933 Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions When used in this title, unless the context otherwise ...

SEC. 1. This title may be cited as the ‘‘Securities Act of 1933’’. Legislative History May 27, 1933, ch. 38, title I, Sec. 1, 48 ...