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This is the SEC's recordkeeping rule tied to good faith fund valuations
This rule gives investment advisers broad fund valuation duties as 'valuation designees'
This is the SEC's derivatives rule approved in 2020
(a) In general Every person registered hereunder as futures commission merchant, introducing broker, floor broker, or floor trader shall make such reports as are required ...
Section, act Sept. 21, 1922, ch. 369, §5a, as added Pub. L. 106–554, §1(a)(5) [title I, §111], Dec. 21, 2000, 114 Stat. 2763, 2763A–387; amended ...
(a) Investigations respecting operations of boards of trade and others subject to this chapter; publication of results; restrictions; information received from foreign futures authorities; undercover ...
(a) Short title This section may be cited as the “United States Cotton Futures Act”. (b) Repeal of tax on cotton futures Subchapter D of ...
(a) Definitions In this section: (1) Covered judicial or administrative action The term “covered judicial or administrative action” means any judicial or administrative action brought ...
Current report for open-end management investment companies
It shall be unlawful for any person falsely to represent such person to be a member of a registered entity or the representative or agent ...
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