Act

This is the SEC's proposed revised liquidity risk management rule from November 2022

This is the SEC's recordkeeping rule tied to good faith fund valuations

This rule gives investment advisers broad fund valuation duties as 'valuation designees'

This is the SEC's derivatives rule approved in 2020

(a) Findings The transactions subject to this chapter are entered into regularly in interstate and international commerce and are affected with a national public interest ...

(1) It shall be unlawful for a commodity trading advisor, associated person of a commodity trading advisor, commodity pool operator, or associated person of a ...

(a) Any person desiring to be designated or registered as a contract market or derivatives transaction execution facility shall make application to the Commission for ...

(a) No contract for the sale of motion picture box office receipts (or any index, measure, value, or data related to such receipts) or onions ...

(a) Information The Commission may conduct regular investigations of the markets for goods, articles, services, rights, and interests which are the subject of futures contracts, ...

(a) Restriction on futures trading Unless exempted by the Commission pursuant to subsection (c) or by subsection (e), it shall be unlawful for any person ...