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This is the SEC's recordkeeping rule tied to good faith fund valuations
This rule gives investment advisers broad fund valuation duties as 'valuation designees'
(a) Commodity Futures Trading Commission Except as provided in subsections (b), (c), and (d), the Commission shall have exclusive authority to enforce the provisions of ...
(a) Required reporting of swaps not accepted by any derivatives clearing organization (1) In general Each swap that is not accepted for clearing by any ...
The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by ...
If any person (other than a registered entity), is violating or has violated section 9 of this title or any other provisions of this chapter ...
(a) Regulations respecting commodity broker debtors Notwithstanding title 11, the Commission may provide, with respect to a commodity broker that is a debtor under chapter ...
(a) In general (1) Prohibition It shall be unlawful for any person to offer to enter into, enter into, or confirm the execution of a ...
(a) Registration (1) Swap dealers It shall be unlawful for any person to act as a swap dealer unless the person is registered as a ...
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