Home Investment Company Act

Investment Company Act

This final rule is related to the removal of credit rating references in rule 2a–7, the principal rule that governs money market funds, and Form ...
The proposed amendments also seek to enhance disclosure regarding fund liquidity and redemption practices. The Commission is proposing new rule 22e-4, which would require each ...
(a) As used in the rules and regulations prescribed by the Commission pursuant to the Investment Company Act of 1940, unless the context otherwise requires: ...
This is the SEC's liquidity risk management rule
Current report for open-end management investment companies
A purchase or sale transaction between registered investment companies or separate series of registered investment companies, which are affiliated persons, or affiliated persons of affiliated ...
(a) Filing of papers. All papers required to be filed with the Commission pursuant to the Act or the rules and regulations thereunder shall, unless ...
(a) Findings. Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to section 30 of ...
The Investment Company Act of 1940 Section 36 -- Breach of Fiduciary Duty Civil actions by Commission; jurisdiction; allegations; injunctive or other relief. The Commission ...
This rule has to do with the purchase of securities on margin; joint trading accounts; short sales of securities
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination