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Investment Company Act

This is the so-called ETF rule passed by the SEC in 2019 that codified years of exemptive relief
The Securities and Exchange Commission is proposing rule 18f-4, a new exemptive rule under the Investment Company Act of 1940 designed to address the investor ...
This final rule is related to the removal of credit rating references in rule 2a–7, the principal rule that governs money market funds, and Form ...
The proposed amendments also seek to enhance disclosure regarding fund liquidity and redemption practices. The Commission is proposing new rule 22e-4, which would require each ...
(a) Filing of papers. All papers required to be filed with the Commission pursuant to the Act or the rules and regulations thereunder shall, unless ...
(a) As used in the rules and regulations prescribed by the Commission pursuant to the Investment Company Act of 1940, unless the context otherwise requires: ...
This is the so-called Names' rule
This is the SEC's liquidity risk management rule
Quality control of manufacturing items
Current report for open-end management investment companies
This is the rule that requires certain investment companies to report their proxy voting
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