Investment Company Act

(a) As used in the rules and regulations prescribed by the Commission pursuant to the Investment Company Act of 1940, unless the context otherwise requires: ...

This rule has to do with the purchase of securities on margin; joint trading accounts; short sales of securities

The Investment Company Act of 1940Section 2 -- Definitions Definitions. When used in this title, unless the context otherwise requires-- "Advisory board" means a board, ...

(a) Findings. Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to section 30 of ...

The Investment Company Act of 1940 Section 36 -- Breach of Fiduciary Duty Civil actions by Commission; jurisdiction; allegations; injunctive or other relief. The Commission ...