Valuation

The SEC’s recent risk alert on COVID-19 challenges private fund advisers to come up with “creative” solutions to a new, and world-historic, phenomenon, experts tell ...

The former SEC staffer called the proposal “fundamentally flawed” and “not legally viable”

Public company quotes “aren’t a great comp” because “the chaos that the pandemic has caused” means their valuations aren’t connected to the company’s fundamentals either

The U.S. Department of Labor has given the green-light for pension fund advisers to invest their clients’ money in private funds, but compliance officers will ...

Even as the SEC is weighing changes to its fund valuation rules, it hasn’t stopped enforcing current ones, as mutual fund adviser Semper Capital Management ...

Proposed SEC rules that would allow registered investment companies to delegate fund valuations to their investment advisers represent an excellent opportunity for IAs to get ...

The adviser's compliance manual failed to specify any roles or responsibilities for personnel in connection with ascertaining the validity of public statements by Semper concerning ...

The SEC is seeking comment on new regulations that would allow boards of registered funds to delegate valuations to firm investment advisers—regulations that if adopted ...

Boards would have to ensure that investment advisers report no less than quarterly on a range of issues

The proposed rule would provide requirements for determining fair value in good faith with respect to a fund