Valuation

Infinity Q case checks several SEC boxes

A peer shares the RIA's compliance manual, complete with numerous P&Ps

'At the date of this letter, however, audit and valuation reports have not yet been completed by GPB’s outside professionals...'

A former Park Avenue private equity adviser appears to have worked out a plea bargain on charges that he scammed hundreds of investors—including his firm’s ...

GPB Capital, the private equity fund adviser at the center of multiple fraud investigations, says it’s down to its last few million dollars. GPB once ...

Would-be SEC chairman Gary Gensler had a fairly sunny day of it at his Senate confirmation hearing, but there was a brief rumble that, for ...

The principals of an Indiana private fund adviser have agreed to settle SEC accusations that they played fast-and-loose with the fund’s valuations and failed to ...

In a new 'Information Update' from the SEC’s Division of Investment Management, the agency announces the withdrawal of nine and the modifying of 28 staff ...

The staff is withdrawing staff statements relating to Investment Company Act section 18 and section 12(a) , including staff letters as shown in Appendix A, ...

"These updates will be reflected in the Accounting Matters Bibliography on our website,3 which reflects all positions taken in Dear CFO letters since 1994, including ...