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Valuation

A man's hand uses a fountain pen to put make notes and amend figures on a spreadsheet. A calculator stands close by.
This sounds counter-intuitive because the unvarnished truth could steer clients away from the product, but “whatever else you say, tell them all of the bad ...
Business people watching a presentation on the whiteboard. A man is writing on the whiteboard with charts and graphs. They are sitting in a board room, there are laptop computers and technology on the table. All are casually dressed. There is a window behind him with city views.
It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Magnifying glass on charts graphs paper. Financial development, Banking Account, Statistics, Investment Analytic research data economy.
An adviser CCO tells of a recent SEC exam that deeply probed the adviser’s due diligence into its pricing services used for establishing valuations
Igor Rozenblit
'Historically, these have been the major areas that have been stressed during marketing cycles, and I think the SEC has noticed that'
Gatekeepers learning hard lessons
Blue circuit board background of computer motherboard and magnifier glass with red zoomed virus zone. Investigation for cybersecurity.
Private fund advisers who hope the courts or voters will rescue them from an aggressive SEC are taking a big risk, compliance experts warned in ...
'Shockingly low' compliance budgets collide with regulatory demands
justice
Bonderman's holding company to set aside $15.7 million for class-action claims
SEC opens exam sweep of exempt advisers amid liquidity concerns
Longstanding GP-LP tensions aggravated as private equity seeks shelter
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