Cybersecurity

Eliminating sensitive computer data can be as stubborn as a tempestuous two-year-old. But failing to do so, can come with a high cost

Technological advancements, changing demographics and rapid growth are capturing the attention of the Division of Investment Management

You now have until May 22 to share your comments with the SEC

Proponents see existential threats grow exponentially

The current Reg S-P requires firms to alert customers how they will use their information. The SEC proposed amending Reg S-P in 2008 but it ...

Given cyber breaches, "we must do everything in our power to enhance cybersecurity practices by market participants and to protect investors’ sensitive personal information"

The SEC proposes a new rule and form and amendments to existing recordkeeping rules to require broker-dealers, clearing agencies, major security-based swap participants, the Municipal ...

If the SEC bothers to put out an exam alert for a regulation that’s a decade old, you know it’s looking to make a statement

Thanks to Pamela Gupta, president of Outsecure, a cybersecurity consulting firm in Shelton, Conn., for allowing us to share this with you

Downsides of using the cloud include a limited number of cloud service providers and the lack of bargaining power by smaller financial services firms