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Cybersecurity

Larger firms should find this checklist beneficial as well
he aim is a more secure CAT, operating without sensitive PII
The start of equities and options reporting has commenced
The hackers pierced the SEC EDGAR database and pocketed $270,000 in illegal insider trading profits before the day was over
Fraudsters are using the names of registered reps to establish imposter websites
Never use the same password for multiple sites when twinned with your e-mail address as a login “because the bad guys will just take your ...
Hester Peirce
I would have preferred the bolder step of confronting the CAT’s real and serious liberty implications
“The people doing this are people who were kicked out of the industry and are now paying people to do this for them,” believes Mohabir
A portion of the website links to an illegitimate registration site
Investment advisers and broker-dealers should take extra steps to make sure they’re validating investors’ identities and the authenticity of disbursement instructions, and have “a trusted ...
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