Investment Company Act Archives | Page 4 of 4

Section 1 — Findings and Declaration of Policy

Act

August 13 2014

(a) Findings. Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to section 30 of ...

Removal of Certain References to Credit Ratings

Final Rule Releases

Carl Ayers -

January 8 2014

1 2 34Page 4 of 4

Nearly there!

Investment Company Act

Revised Rule 35d-1 — Investment company names

Rule 31a-2 — Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

Rule 30e-1 — Reports to Stockholders of Management Companies

Rule 30e-3 — Internet availability of reports to shareholders.

Rule 34b-1 — Sales literature deemed to be misleading

Section 1 — Findings and Declaration of Policy

Removal of Certain References to Credit Ratings

Nearly there!

Investment Company Act

Revised Rule 35d-1 — Investment company names

Rule 31a-2 — Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

Rule 30e-1 — Reports to Stockholders of Management Companies

Rule 30e-3 — Internet availability of reports to shareholders.

Rule 34b-1 — Sales literature deemed to be misleading

Section 1 — Findings and Declaration of Policy

Removal of Certain References to Credit Ratings

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