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We are proposing amendments based on the recommendations made in the staff’s Report on Modernization and Simplification of Regulation S-K, as required by Section 72003 ...
(a) As used in the rules and regulations prescribed in this part by the Securities and Exchange Commission pursuant to the Securities Act of 1933, ...
SEC. 1. This title may be cited as the ‘‘Securities Act of 1933’’. Legislative HistoryMay 27, 1933, ch. 38, title I, Sec. 1, 48 Stat. ...
A Florida attorney and a disbarred New York attorney have been indicted on federal fraud charges, accused of selling off OTC lawyers’ letters for a ...
Any such order may, as the Commission deems appropriate, require future compliance or steps to effect future compliance, either permanently or for such period of ...
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