With 2014 now here, it is a good time to take a look at seven legislative and regulatory issues that could impact the private equity ...
While it's a confirmed best practice for compliance to review all firm advertising, the act doesn't guarantee a firm or an individual will escape liability ...
Although a bipartisan vote in the House last week passed a bill that would exempt private equity fund advisers from SEC registration, the measure's prospects ...
The marketing materials for a private equity fund adviser describe the latest entity to drop into its portfolio as a "leading company." Must you keep ...
For years, OCIE has talked of its use of risk analysis to select advisory firms to examine but perhaps no brighter light has been shined ...
Your views will be confirmed in the new study of The Cost of Compliance, which finds, as expected, that more regulations gin up the costs ...
It's not uncommon for institutional investors to ask an adviser for copies of its last two annual reviews. "I'm more than happy to show it ...
Even though much of the federal government was shut down due to partisan divides in Congress, two dozen executives of business development companies sent the ...
It was the speech that created a stir. This Spring, David Blass, chief counsel in the SEC's Division of Trading and Markets, put the industry ...
With new rules on general solicitation now in effect, buyout shops and their supporters in Washington, D.C., are concerned that a separate set of proposals ...