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Business Development Companies

These FAQs are directed at BDCs and mutual funds
In a new 'Information Update' from the SEC’s Division of Investment Management, the agency announces the withdrawal of nine and the modifying of 28 staff ...
This statement updates the Division’s position of January 5, 2021, by extending the expiration date of the staff position from March 31, 2021 to March 31, ...
This rule "will modernize the regulatory framework for funds to reflect the broad ways in which funds’ use of derivatives has developed over past decades, ...
Rule targets business development companies and other closed-end investment companies
The relief has now been extended to "at least" Dec. 31
BDC can acquire an investment adviser
The change is being made to mitigate potential filing delays due to the ongoing impacts of COVID-19
The Commission intends to continue to monitor the situation as it develops
As directed by Congress, we are adopting rules that will allow affected funds to use the securities offering rules that are already available to operating ...

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