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Business Development Companies

This rule "will modernize the regulatory framework for funds to reflect the broad ways in which funds’ use of derivatives has developed over past decades, ...
Rule targets business development companies and other closed-end investment companies
The relief has now been extended to "at least" Dec. 31
BDC can acquire an investment adviser
The change is being made to mitigate potential filing delays due to the ongoing impacts of COVID-19
The Commission intends to continue to monitor the situation as it develops
As directed by Congress, we are adopting rules that will allow affected funds to use the securities offering rules that are already available to operating ...
The Commission intends to continue to monitor the current situation
The Securities and Exchange Commission (the “Commission”) is proposing rules that would modify the registration, communications, and offering processes for business development companies (“BDCs”) and other ...
After achieving 100% of its planned milestone’s last year, the SEC’s Division of Investment Management is actively moving on a number of priorities comprising its ...
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