With only five weeks to go before the SEC's new so-called "bad actors" rule takes effect, advisers are struggling to come up with an approach ...
Now that all required advisers have filed their initial Form PF with the SEC, the agency has satisfied another Dodd-Frank requirement by sharing with Congress ...
Approval greets the decision by the SEC's Division of Investment Management to drop the requirement under the revised custody rule that certificates for private offerings ...
Appellate judges have returned a case to District Court that could carry broad ramifications for the way private equity fund advisers do business. Much remains ...
Next year, the SEC must consider changing its definition of an "accredited investor." When it does, it should consider an investor's use of an investment ...
Buyout shops are mixed on whether they will launch advertising campaigns to reach prospective accredited investors now that the SEC has voted to lift a ...
Here are the current criteria for an accredited investor under SEC Reg D rules for the sale of unregistered securities: Natural persons: Individuals who qualify ...
More than 15 months after Congress directed the SEC to pass a rule permitting private offerings to be advertised, the Commission last week acted in ...
Buyout shops are planning to raise their profiles with accredited investors now that the Securities and Exchange Commission voted to lift a decades-old ban against ...
U.S. regulators were poised on Wednesday to lift a longtime ban on advertising for private securities offerings, paving the way for hedge funds, private equity ...