Igor Rozenblit, co-head of the SEC's private funds unit in the Office of Compliance Inspections and Examinations, said in a recent speech that the opacity and ...
In a bid to better assess the relationship between a hedge fund’s level of leverage and corresponding risk, the Financial Stability Oversight Council is moving ...
There aren’t many of you (the SEC estimates 28) but some investment advisers that advise at least one liquidity fund and manage at least $1 ...
An SEC official has some advice for GPs: Pay close attention to your waterfall calculations. In an April 6 keynote interview at PartnerConnect East in Boston, ...
An SEC official has some advice for GPs: Pay close attention to your waterfall calculations. SEC Examiner and Private Funds Unit Co-Head Jennifer Duggins ...
Marshall Sprung, co-chief of the SEC Division of Enforcement’s Asset Management Unit, will be leaving the Commission later this month. He has served as co-head ...
Many private equity deals are set up to keep ownership of the portfolio entity below the 80% threshold under ERISA so as not to make ...
Issues tied to fees and expenses are “dominating” today’s SEC examinations of private fund advisers. That message was delivered by several Kirkland & Ellis partners ...
The outcry in the wake of the Panama Papers release has quickly filtered down to investment advisers. Fewer than 24 hours after the release, a ...
A second Park Hill Group employee played a brief and unwitting role in an alleged scheme by former Park Hill executive Andrew Caspersen to defraud investors ...