SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232[Release Nos. 33-8573; 34-51710; 35-27970; 39-2436; IC-26872]RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final rule.SUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-26782; File No. S7-11-04]RIN 3235-AJ17Mutual Fund Redemption FeesAGENCY:Securities and Exchange Commission.ACTION:Final rule; request for additional comment.SUMMARY:The Securities ...
Investment Company Act of 1940 – Section 7 and 3(a)(1) Royal Dutch Shell PLC May 17, 2005 Response of the Office of International Corporate Finance ...
Investment Advisers Act of 1940 – Section 206(4) and Rule 206(4)-2(a)(1) American Skandia Life Assurance Corporation May 16, 2005 RESPONSE OF THE OFFICE OF CHIEF ...
Investment Company Act of 1940 – Sections 12(d)(1)(A) and 12(d)(1)(B) Principal Investors Fund Inc. May 13, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...
Investment Company Act of 1940 – Rule 3a-8 Ark Therapeutics Group plc April 15, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT ...
Investment Company Act of 1940 – Section 15(a) and 2(a)(20) Mellon Equity Associates, LLP April 1, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...
Investment Company Act of 1940 – Section 2(a)(51) Trusts under the Will of Marion Searle March 29, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
Securities Exchange Act of 1934 – Section 14(a) and Rule 14a8-(b)(1) Fidelity Magellan Fund – Shareholder Proposal of Walter J. Krieg March 10, 2005 Stuart ...
Investment Company Act of 1940 – Section 3(c)(1) and 3(c ) (7) The Goldman Sachs Group, Inc. March 8, 2005 RESPONSE OF THE OFFICE OF ...