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Advisory Agreements

Here's an example of an agreement to share information between parties
Annually sample the fees of your competitors by using the IAPD's ability to search within 25 miles of your ZIP Code
Here's an example of a subadvisory agreement
A client could sue for breach of contract. “It’s pretty easy to calculate the damages” should that occur
Such a hedge clause generally is likely to mislead those retail clients into not exercising their legal rights
Sample this IA contract
An example of a subadvisory agreement
A peer shares a copy of a subscription agreement that includes terms relevant to clients in various countries
A peer shares items that should be found within a new client's folder.
The SEC was crystal clear in its 2018 priorities letter and the pronouncement will likely appear yet again in next year’s iteration: “the proper disclosure ...

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