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Investment Management

Gensler has tough questions for 'stonks' industry
Association says standards would impose unnecessary burdens on investment managers, are of questionable benefit to investors, and create confusion
Financial services giants backing software company
Results show need for greater representation of women and minorities in all levels of asset management
'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'
There are now nearly 13,500 SEC-registered IAs managing $97.2 trillion in assets
Investment advisers have widely panned the Trump Administration’s efforts to rein in sustainable investments. Under rules proposed by Department of Labor officials June 30, pension ...
By the time you finish reading this story, three more of your fellow humans will have developed Alzheimer’s disease. More than 50 million people around ...
Investment advisers and broker-dealers should take extra steps to make sure they’re validating investors’ identities and the authenticity of disbursement instructions, have “a trusted contact ...
Republican SEC Commissioners have approved new rules that define proxy advisors as “solicitors” and voted in favor of issuing new guidance warning investment advisers to ...
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