Although there is overlap in the topics covered in FSOC’s update and the SEC’s proposed reforms, it should be understood that the SEC’s analysis of ...
We also have benefited from key data collection component of the Dodd-Frank Act was Form PF, which is filed confidentially by private fund advisers that ...
I thought I would highlight some of what we have learned about the risk profiles of private funds that will remain a focus for the ...
This is a speech that the SEC's Julie Riewe, co-chief of the Enforcement Division's Asset Management Unit, gave at an IA Watch conference in Washington, ...
Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The...
Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics
SEC Enforcement Director Andrew Ceresney in 2014 talks about a record year in cases, including an action against a private equity firm related to its ...
Former SEC Division of Investment Management Director Norm Champ talks about the hedge fund industry.
If you do not receive this within five minutes, please try and sign in again. If the problem persists, please email: