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PF Speeches

This is a speech that the SEC's Julie Riewe, co-chief of the Enforcement Division's Asset Management Unit, gave at an IA Watch conference in Washington, ...
Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics
SEC Enforcement Director Andrew Ceresney in 2014 talks about a record year in cases, including an action against a private equity firm related to its ...
Former SEC Division of Investment Management Director Norm Champ talks about the hedge fund industry.
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