"Requiring every fund to disclose its votes implicitly pressures funds to vote, even when voting is not in their best interest"
"Through the work of the Division of Exams, the Commission has identified, among other things, many concerning examples of private fund advisers’ conflicts of interest, ...
"If we adopt today’s proposal, will we choose to redeploy Examinations and Enforcement resources away from their current focus on retail investor protection to the ...
"Private fund advisers, through the funds they manage, touch so much of our economy. Thus, it’s worth asking whether we can promote more efficiency, competition, ...
"One key reform is a proposed requirement for registered private fund advisers to provide private fund investors with a quarterly statement containing critical information about ...
"The nature, scale, and interconnectedness of these fund sectors, though, also pose issues for financial stability"
"Since the adoption of Form PF, we’ve learned a lot. For example, the role of hedge funds was not immediately apparent in the March 2020 ...
Remarks Before The Future of Asset Management North America Conference Washington D.C. Sept. 29, 2021 I’d like to thank the Financial Times for putting on ...
Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.
'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.