PF Speeches

"Since the adoption of Form PF, we’ve learned a lot. For example, the role of hedge funds was not immediately apparent in the March 2020 ...

Remarks Before The Future of Asset Management North America Conference Washington D.C. Sept. 29, 2021 I’d like to thank the Financial Times for putting on ...

Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.

'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.

SEC

It is thus critically important that advisers disclose all material information, including conflicts of interest, to investors at the time their capital is committed. While ...

Although there is overlap in the topics covered in FSOC’s update and the SEC’s proposed reforms, it should be understood that the SEC’s analysis of ...

We also have benefited from key data collection component of the Dodd-Frank Act was Form PF, which is filed confidentially by private fund advisers that ...

I thought I would highlight some of what we have learned about the risk profiles of private funds that will remain a focus for the ...

This is a speech that the SEC's Julie Riewe, co-chief of the Enforcement Division's Asset Management Unit, gave at an IA Watch conference in Washington, ...