"Through the work of the Division of Exams, the Commission has identified, among other things, many concerning examples of private fund advisers’ conflicts of interest, ...
"If we adopt today’s proposal, will we choose to redeploy Examinations and Enforcement resources away from their current focus on retail investor protection to the ...
"Private fund advisers, through the funds they manage, touch so much of our economy. Thus, it’s worth asking whether we can promote more efficiency, competition, ...
"One key reform is a proposed requirement for registered private fund advisers to provide private fund investors with a quarterly statement containing critical information about ...
Remarks Before The Future of Asset Management North America Conference Washington D.C. Sept. 29, 2021 I’d like to thank the Financial Times for putting on ...