Custody

Several of the new comments noted the array of cyber-related proposals and urged coordination or consolidation

The SEC’s ambitious proposed revision of the custody rule attracted more than 150 comments, with many in the industry warning any final rule would be ...

OCC warned Commission about 'in-artful' language in notice

Standards board suggests six-part definition, regular fair value reviews

What would proposed rule 223-1 (safeguarding client assets) mean in a private fund context? How would a private equity fund adviser 'safeguard' a portfolio company?

Technological advancements, changing demographics and rapid growth are capturing the attention of the Division of Investment Management

Rules would restructure dramatically the way that qualified custodians provide custody services,' attorneys warn

'Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is'

RCW sampled early reactions to the proposal

Federal Register version. You have until May 8, 2023 to comment