Custody

The new no-action letter "only addresses client crypto assets held by registered advisers or crypto asset investments of regulated funds that are subject to the ...

"Degrading our custody framework is a serious matter .... Ironically, as this relief seeks to poke holes in our custody regime, it suffers from several ...

You state that State Trust Companies that provide Crypto Asset custody services have implemented sophisticated controls to ensure safekeeping of Crypto Assets

Munakata’s president acted as an authorized agent with power of attorney on five clients’ accounts so had access to and/or the ability to obtain ...

Ten questions and answers tackle broker-dealer financial reponsibility and transfer agents

A jount 2019 SEC/FINRA statement aimed at the perceived enhanced risks of custodying digital asset securities has been withdrawn effective immediately

The staff of the Division of Trading and Markets releases these frequently asked questions relating to crypto assets and distributed ledger technology

SIFMA comment letter focuses primarily on securities status; custody; and tokenization

SEC Chair pledges that market participants engaging with blockchain technology deserve clear regulatory rules

The adviser failed timely to distribute audited financial statements prepared in accordance with GAAP to investors in pooled investment vehicles that it advised