DOL Fiduciary Duty Rule

The dismissal comes just days after a group of Republican congressmen submitted an amicus brief in the case arguing the DOL rule supplanted congressional authority

You couldn’t be blamed if you feel as if your head were spinning when it comes to trying to keep track of where the fiduciary ...

It didn’t take long for a group representing insurance agents to sue the Labor Department over its new fiduciary duty rule

The new DOL rule makes clear that 'a recommendation to move from a commission-based account to an advisory fee-based account (or vice versa) would be ...

Heaped on top of the Labor Department’s new fiduciary duty rule, comes several revisions to existing ERISA PTEs, including the vital rollover exemption used by ...

This revision of the Labor Department's so called rollover exemption, PTE 2020-02, goes into effect Sept. 23, 2024 but firms will have one year after ...

The DOL maintains its new rule is 'generally consistent' with the SEC’s fiduciary duty interpretation for advisers and Reg BI for B-Ds

This is the DOL's final rule creating a new definition of an ERISA fiduciary

This document contains a notice of amendment to class prohibited transaction exemption (PTE) 2020-02, which provides relief for investment advice fiduciaries to receive certain compensation ...

This document contains a notice of amendment to Prohibited Transaction Exemption (PTE) 84-24, an ERISA exemption from certain prohibited transactions