DOL Fiduciary Duty Rule

The long-awaited proposal would create a new 'safe harbor' that fiduciaries could follow to reduce their legal risks

You have until June 1 to share your comments on this proposal with the DOL

'The only somewhat surprising action was to vacate the preamble to the Retirement Security Rule in its entirety'

This is a copy of the Labor Department's republishing of the so called rollover exemption, PTE 2020-02, that the DOL released in March 2026

The new final rule buries once and for all the DOL's new fiduciary duty definition following a recent federal court decision but restates ERISA Prohibited ...

The dismissal comes just days after a group of Republican congressmen submitted an amicus brief in the case arguing the DOL rule supplanted congressional authority

You couldn’t be blamed if you feel as if your head were spinning when it comes to trying to keep track of where the fiduciary ...

It didn’t take long for a group representing insurance agents to sue the Labor Department over its new fiduciary duty rule

The new DOL rule makes clear that 'a recommendation to move from a commission-based account to an advisory fee-based account (or vice versa) would be ...

Heaped on top of the Labor Department’s new fiduciary duty rule, comes several revisions to existing ERISA PTEs, including the vital rollover exemption used by ...