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DOL Fiduciary Duty Rule

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Covered advice would include recommendations on investment strategies and advice on how rollover proceeds should be invested
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A final DOL fiduciary duty rule appears to be getting closer
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Time will reveal if the Labor Department proves successful in finalizing its latest fiduciary duty proposal, but if some industry comments hold the day, the ...
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Do you feel lucky? When you play Blackjack, do you request a card when holding 12? Or when shooting dice, are you more likely to ...
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If your firm sells insurance products, you could be feeling lately like you’re being hit by a one-two regulatory punch given the Labor Department’s recent ...
This is proposed model disclosure language from the DOL that advisers could use if final amendments to PTE 2020-02 come to pass
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“It will go to court, undoubtedly,” forecasts one observer. “I think it could go all the way to the Supreme Court” if the Biden Administration ...
Business colleagues working together on a laptop. They are both young business people dressed in business attire in a modern office. Could be an interview, training or consultant working with a client. There is a TV with a presentation with charts and graphs.. There is paperwork, coffee and technology on the table. Mixed ethnic group.
While the Labor Department’s latest crack at establishing a new ERISA fiduciary duty definition grabs the headlines, the agency also moved to revise several prohibited ...
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The DOL states its proposed definition of a fiduciary under ERISA is "generally consistent with the best interest obligations set forth in the” SEC’s 2019 ...
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This is the Department of Labor's rule proposal from 2023 that would revise ERISA's fiduciary duty definition

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