DOL Fiduciary Duty Rule

Do you feel lucky? When you play Blackjack, do you request a card when holding 12? Or when shooting dice, are you more likely to ...

If your firm sells insurance products, you could be feeling lately like you’re being hit by a one-two regulatory punch given the Labor Department’s recent ...

This is proposed model disclosure language from the DOL that advisers could use if final amendments to PTE 2020-02 come to pass

“It will go to court, undoubtedly,” forecasts one observer. “I think it could go all the way to the Supreme Court” if the Biden Administration ...

While the Labor Department’s latest crack at establishing a new ERISA fiduciary duty definition grabs the headlines, the agency also moved to revise several prohibited ...

The DOL states its proposed definition of a fiduciary under ERISA is "generally consistent with the best interest obligations set forth in the” SEC’s 2019 ...

This is the Department of Labor's rule proposal from 2023 that would revise ERISA's fiduciary duty definition

It looks like the DOL is poised to release its new retirement security rule proposal any day now

The judge even alluded to the DOL’s past legal losses, writing that 'the Court must also recognize that other similar agency efforts have not held ...

The deadline for the first annual respective review under the DOL's rollover exemption arrives in July