More than 15 months after Congress directed the SEC to pass a rule permitting private offerings to be advertised, the Commission last week acted in ...
Buyout shops are planning to raise their profiles with accredited investors now that the Securities and Exchange Commission voted to lift a decades-old ban against ...
U.S. regulators were poised on Wednesday to lift a longtime ban on advertising for private securities offerings, paving the way for hedge funds, private equity ...
U.S.-based investment advisers that manage private funds and hope to market into the EU may wish to exchange an offering memorandum with a potential investor ...
We've reported before that you can swear off an annual audit in favor of a surprise exam to satisfy the SEC's custody rule (IA Watch, ...
It's been a long road to the Alternative Investment Fund Managers Directive in the E.U. but a big brick has been laid with news that ...
An answer out of London last week should prompt non-E.U. private fund advisers wishing to sell into the U.K. to say "cheers." They won't have ...
One view holds that the recent speech by the SEC's David Blass simply spotlighted the agency's long-standing position on what types of transactions warrant an ...
The anticipated approval of a rule eliminating the prohibition on the general solicitation of private funds is already creating jobs - for entrepreneurs who envision ...
Something didn't seem right from the beginning. The client sent the firm an e-mail stating he was out of town and asking the adviser to ...