Hedge fund advisers lured by rapid growth in the more than $300 billion alternative mutual funds market are increasingly becoming involved with the funds either ...
The SEC is 90% toward tackling its mandated Dodd-Frank rulemaking. In recent testimony before the Senate Banking Committee, Chair Mary Jo White noted that Dodd-Frank ...
Faking research expenses, portfolio pumping and marking the close are all featured in an SEC enforcement action announced this month against a Minneapolis-based hedge fund ...
Demonstrating how portfolio company problems can quickly become sponsor problems, Desmond “Des” Hague, the Centerplate Inc CEO caught on tape kicking a one-year-old dog in his care, resigned ...
It has been more than a year since the U.S. Securities and Exchange Commission published final rules allowing sponsors to broadly advertise and promote their ...
A report released last month by the U.S. Securities and Exchange Commission provides statistics that size up the U.S. buyout industry, including that 7,004 buyout ...
Adopting a set of compliance policies and procedures that form your firm’s compliance manual makes up only half the battle. The true key is then ...
The private equity industry’s lobbying group met officials from the Office of the Comptroller of the Currency and the Federal Reserve in August to address ...
Because Dodd-Frank directed the SEC to produce an annual report on Form PF data, you now have insight into how OCIE plumbs the data for ...
They were the words that jolted the private equity industry. SEC official David Blass spoke in April 2013, warning private equity fund advisers that transaction-based ...