Trading

Division of Trading and Markets issues statement weighing in on the application of the Exchange Act to B-Ds that custody crypto asset securities

"We continue our close collaboration with the U.S. Treasury Department, Federal Reserve Board, CFTC, and international regulatory counterparts to ensure seamless cross-border implementation"

The amended TRACE reporting requirements kick in next year and provide that firms’ aggregated reports to TRACE must reflect allocations with the same price and ...

"Trading platforms and market participants need to be able to operate under the certainty of clear market structure rules that facilitate fair and orderly markets ...

"Reg NMS, built on flawed foundations, has invited gamesmanship and contributed to the fragmentation of our markets, the dispersal of liquidity, and diminished transparency. The ...

The Commission grants wide-ranging (but not complete) enforcement relief from having to report certain swap transaction and data errors

"The advent of artificial intelligence promises to transform workflows and business models .... I believe that investors can rely on our current principles-based rules to ...

"What are we actually trying to achieve by tokenizing equities in secondary markets?.... If this new ecosystem does not provide either common market transparency about ...

"The Committee agreed that the Commission should give guidance on the definition of AI .... why should the Commission attempt to define the limits of ...

This regulatory relief offers three different delays in new rules: 1. 30 days after the shutdown ends 2. Feb. 2026 and 3. Nov. 2026--depending on ...