A fund administration company has been charged by the SEC with failing to live up to its gatekeeper responsibility concerning two of its private fund ...
Two hedge fund managers and their former Food and Drug Administration senior official alleged source were charged June 15 by the SEC with insider trading ...
Questions about how firms value portfolio companies continue to crop up in SEC exams of private equity firms, multiple sources tell our sister publication, Buyouts. ...
JJ Jelincic, a CalPERS director and outspoken critic of private equity, said the board should have been informed of a heated fee dispute that took place around ...
Questions about how firms value portfolio companies continue to crop up in Securities and Exchange Commission examinations of private equity firms, multiple sources told Buyouts. Firms ...
The nation’s largest public pension fund has been engaged in a bitter dispute with Thomas H. Lee Partners over accelerated monitoring fees, reports our sister ...
Silver Lake adopted a policy governing its use of accelerated monitoring fees that appears to be a first of its kind in the industry. The policy, established ...
The long-simmering question of whether buyout shops have to register as broker-dealers erupted this month in the form of a Securities and Exchange Commission enforcement action ...
Engaging in a continuous pattern of fraudulent “scheme trades” to circumvent the provisions of an incentive fee structure has landed a hedge fund manager and ...
Looks like it might be time to close the book on PageOne Financial and its sole owner and principal Edgar Page. The firm and Page ...