At least one hedge fund is closing up shop after being visited by federal agents recently in an apparent insider trading investigation (IA Watch, Nov. ...
This is a sample hedge fund subscription agreement courtesy of Thomas Gallagher, a partner at Baker Hostetler in New York.
This is a sample subscription agreement for a private equity fund courtesy of Thomas Gallagher, a partner at Baker Hostetler in New York.
Three hedge funds - including two RIAs - were visited last week in FBI raids that the Wall Street Journal characterized as culminating a three-year ...
Private equity professionals expressed relief, dashed with cautious optimism, with the result of the mid-term elections on Nov. 3, which saw generally more business-friendly Republicans ...
The SEC's custody rule requires private fund advisers to use an accountant that is registered with and inspected by the PCAOB to conduct annual audits. ...
The SEC's proposed rule released in October 2010 regarding potential new reporting obligations for institutional investment managers around their proxy votes.
In yet another action inspired by Dodd-Frank, the SEC last week issued a proposed rule that would force institutional investment managers of funds with more ...
This is an SEC proposal from October 2010, again, resulting from Dodd-Frank, that would require any issuer registering the offer and sale of an asset-backed ...
This is another of the SEC's proposed rules growing out of the Dodd-Frank law. This one concerns securitizers of asset-backed securities (ABS) disclosing fulfilled and ...