From time to time, we've kept you updated as Europe moves toward new regulations on private funds (IA Watch, Sept. 19, 2011). The latest development ...
A bipartisan group of 27 members of the House of Representatives sent a letter to the Securities and Exchange Commission on Jan. 30, asking it ...
Private equity firms are feeling the heat.
That wind you hear may be the collective sigh of relief from advisers concerned this year's rush of registration for new advisers would force special ...
Investment Advisers Act of 1940 — Sections 203(a) and 208(d) American Bar Association, Business Law Section January 18, 2012 RESPONSE OF THE OFFICE ...
As Congress looks unlikely to act on a bill to eliminate Reg D's prohibition on advertising a private fund offering, the Managed Funds Association has ...
Dodd-Frank ordered that the value of a person's primary residence not be considered when determining if a person's net worth tops the $1 million threshold ...
This is an SEC final rule adjusting its standard for an accredited investor to fit with Dodd-Frank rule changes. This was released in December 2011.
The SEC advertised it would use analyses of performance data to spot outliers and bring enforcement actions for improper behavior (IA Watch, March 28, 2011) ...
Citing what it called "wholly inadequate" oversight of a faraway subadviser, the SEC last week fined and ordered repayment of advisory fees by Morgan Stanley ...