These are technical amendments to the accredited investor standard under Regulation D.
While much of the focus of the JOBS Act has been on its impact on entrepreneurs, the bill also could have significant effects on buyout ...
While much of the focus of the JOBS Act has been on its impact on entrepreneurs, the bill also could have significant effects on buyout ...
This is a draft guide produced by the SEC in 2012 to help firms that wish to file their Form PFs using an XML Format.
Bailed-out insurer American International Group Inc. sold its entire $500 million stake in buyout firm Blackstone Group LP, a source familiar with the situation told ...
Examinations by the SEC can take a long time, be a costly distraction and damage your firm’s reputation, two experts who’ve been involved with hundreds ...
U.S. Securities and Exchange Commissioner Daniel Gallagher, speaking at a conference today, gave hope to private equity professionals that their firms might be eligible for ...
Last year NASAA put forth a model rule for states to exempt from investment adviser registration certain private fund advisers. This month Massachusetts became the ...
Last month's SECno-action letter creating the concept of a "relying adviser" - and bringing comfort to many firms who learned they won't have to file ...
It doesn't appear that the SEC's sweep letter has gone to many private equity fund advisers but the consensus around the 4-page document is that ...