Even if you don't consider your firm an alternative investment house, it could be engaging in some hedging strategies around the edges or holding on ...
It's taken three years but the CFA Institute May 18th approved its guidance statement for alternative investment strategies and structures. Firms that claim GIPS compliance ...
Don't risk adding a new party to a contract or a new investment that requires a qualified investor without updating your subscription documents. The SEC's ...
OCIE officials have made no secret that they're going to set their sights on many of the newly registered private fund advisers (IA Watch, March ...
Fund marketers rejoice—you are now freer to communicate!
The recently enacted JOBS Act lifts the ban on “general solicitation” and “general advertising” by private equity funds, ...
This technical correction to the SEC's pay-to-play rule, published in May 2012, makes clear that covered associate refers to applies to an individual and not ...
While OCIE won't divulge everything that goes into its risk assessment when picking out exam targets, director Carlo di Florio ticked off potential areas for ...
At long last, the Securities and Exchange Commission has charged former CalPERS CEO Fred Buenrostro and Alfred Villalobos—a former CalPERS board member turned placement agent—with ...
A number of institutional investors are both limited partners in the funds of publicly traded buyout shops Apollo Global Management and The Blackstone Group as ...
A controversy over insider dealings at Chesapeake Energy Corp. could cast a pall over the natural gas driller’s ties to Kohlberg Kravis Roberts & Co. ...