We need the benefit of all of your views to fully achieve our objective of developing a better understanding of the equity markets and ...
Reg NMS in particular has come to stand as the Commission’s poster child for unintended consequences and the need for the Commission to institute retrospective ...
Today’s agenda begins with an examination into Regulation NMS. Since the implementation of the rules that comprise Regulation NMS, there has been vigorous and ongoing ...
"SEC litigators have won 22 straight trials in all proceedings. While this streak will undoubtedly end, this is a remarkable achievement. In federal district court, ...
It is well past time for an objective and dispassionate review of our equity market structure. This review must be fearless and searching. Too much ...
Deutsche Bank’s illegal conduct involved nearly a decade of lying, cheating, and stealing. This criminal conduct was pervasive and widespread, involving dozens of employees from ...
First, I’d like to explore the debate over short-termism and capital formation in our markets. Are our financial markets supporting the development of healthy companies ...
Let me say a bit more about company compliance programs. When the Commission was considering its whistleblower rules, concerns were raised about undermining companies’ internal ...
This proposal significantly improves on the approach originally proposed in 2013. It now centers on activity that is carried out by a non-U.S. person ...
Today’s rules also take an important step forward in furthering the usability and comparability of executive compensation disclosures by requiring that “pay versus performance” information ...