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Whistleblower Program

The Commission announces a change in how it looks at its whistleblower rules
SEC staff are preparing potential revisions to two whistleblower rules to address whistleblowers coming forward
he Commission has made whistleblower awards to 14 persons in the month of August alone
While the staff is preparing and the Commission is considering potential additional rulemaking, the procedures discussed below are available to whistleblowers with claims pending during ...
"This course of action is unwise and continues a troubling and counterproductive precedent .... This reduces the certainty of the law, a consequence that does ...
"We must ensure that whistleblowers are empowered to come forward when they see misbehavior; that they are appropriately compensated according to the framework established by ...
"I have directed the staff to prepare for the Commission’s consideration later this year potential revisions to these two rules that would address the concerns ...
The money may spur more whistleblower awards because the law requires the Commission to spend the money by Oct. 2022 or any of the remaining ...
The Exchange Act prohibits "any person from taking any action to impede an individual from communicating directly with the Commission staff about a possible securities ...
Firms can do a better job of publicizing their hotlines. One CCO talks about it annually during compliance training and posters hang in employee breakrooms ...
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