10/18/2017
John Ritter’s first purchase of an IA firm went so well that he took for granted the second one would as well. It didn’t.   “We missed the managerial ...
10/18/2017
The modernization and simplification of required disclosures for investment advisers, investment companies and public companies was the order of busin...
10/18/2017
For SEC nominee Hester Peirce it looks like the long wait for a confirmation hearing on Capitol Hill is almost over.  Confirmation hearings for both P...
© 2017 Simplify Compliance. ALL RIGHTS RESERVED | PRIVACY POLICY | TERMS & CONDITIONS | ABOUT US | CONTACT US