Department of Labor

You couldn’t be blamed if you feel as if your head were spinning when it comes to trying to keep track of where the fiduciary ...

Agency is rescinding guidance issued in March 2022 regarding 401(k) plan investments in cryptocurrencies

The Department of Labor successfully persuaded a federal judge to give the DOL 60 days to decide if it wants to fight for its long-pursued ...

These changes are retroactive to last June

The DOL tweaks its newly revised ERISA exemption 84-14 for qualified professional asset managers

It didn’t take long for a group representing insurance agents to sue the Labor Department over its new fiduciary duty rule

The new DOL rule makes clear that 'a recommendation to move from a commission-based account to an advisory fee-based account (or vice versa) would be ...

Heaped on top of the Labor Department’s new fiduciary duty rule, comes several revisions to existing ERISA PTEs, including the vital rollover exemption used by ...

This revision of the Labor Department's so called rollover exemption, PTE 2020-02, goes into effect Sept. 23, 2024 but firms will have one year after ...

The DOL maintains its new rule is 'generally consistent' with the SEC’s fiduciary duty interpretation for advisers and Reg BI for B-Ds