Department of Labor

If your firm serves as fiduciary to an ERISA pension plan, get ready for an onslaught in the next year of disclosures about compensation from ...

An interim final rule from the Labor Department, released in July 2010, requiring certain disclosures by service providers to fiduciaries of ERISA plans.

Most ERISA plan fiduciaries must annually electronically file with the Department of Labor a Form 5500. One mistake many fiduciaries commit is filing late. Other ...

CCO and Managing Member Michael Miller of Miller Premier Investment Planning left no doubt how the Department of Labor should shape future regulations related to ...

You can have a hand in how the federal government regulates ERISA, annuities and other retirement options. The Department of Labor, Treasury and the IRS ...

If your firm gets compensation from an affiliated custodian holding client ERISA and IRA accounts, pay attention to a new proposal from the Labor Department. ...

The day after President Bush's term ended, the Department of Labor released a final ERISA rule that expanded the ability of investment advisers to be ...

There'll be new space on Schedule C (service provider information) of the Department of Labor's trusty Form 5500 later this year reserved to report compensation ...

Daniel Fisher wants his old job back. Last month the financial consultant persuaded a Labor Dept. administrator that Fisher's employer, Wells Fargo, had retaliated against ...

This is a 2007 final rule from the Department of Labor that addresses rules around the auto-enrollment of participants in 401(k) plans.