Department of Labor

It'll be more than a year before the impact of a new Department of Labor rule hits the market, but when it does, investors in ...

This is a proposed rule released in October 2010 from the Labor Department that proposes a definition of a fiduciary.

A lawsuit filed in October 2010 against several parties, including two RIAs, allegedly breach of fiduciary duty under ERISA in connection with losses sustained through ...

A final rule released by the Department of Labor in October 2010 that mandates, among other data, that ERISA plan administrators disclose to investors fees ...

Brokers that regularly provide individualized investment advice to employment-based retirement plans from which they collect 12b-1 fees or commissions in violation of DOL rules are ...

If your firm serves as fiduciary to an ERISA pension plan, get ready for an onslaught in the next year of disclosures about compensation from ...

An interim final rule from the Labor Department, released in July 2010, requiring certain disclosures by service providers to fiduciaries of ERISA plans.

Most ERISA plan fiduciaries must annually electronically file with the Department of Labor a Form 5500. One mistake many fiduciaries commit is filing late. Other ...

CCO and Managing Member Michael Miller of Miller Premier Investment Planning left no doubt how the Department of Labor should shape future regulations related to ...

You can have a hand in how the federal government regulates ERISA, annuities and other retirement options. The Department of Labor, Treasury and the IRS ...