(a) Automatic effectiveness. Except as otherwise provided in this section, a post-effective amendment to a registration statement, or a registration statement filed for the purpose ...
(a) Automatic effectiveness. (1) Except as otherwise provided in this section, a post-effective amendment to a registration statement filed by a registered open-end management investment ...
(a) Except as provided in paragraph (f) of this section, five copies of every form of prospectus sent or given to any person prior to ...
(a) Accredited investor. Accredited investor shall mean any person who comes within any of the following categories, or who the issuer reasonably believes comes within ...
Except as provided in paragraphs (e) and (g) of this section, the terms “prospectus” as defined in section 2(a)(10) of the Act or “free writing ...
(a) An offer or sale of securities by the issuer, a distributor, any of their respective affiliates, or any person acting on behalf of any ...
(a) A form of prospectus filed as part of a registration statement for offerings pursuant to Rule 415(a)(1)(x) (§230.415(a)(1)(x)) may omit from the information required ...
Preliminary Notes: 1. This section relates to transactions exempted from the registration requirements of section 5 of the Act (15 U.S.C. 77e). These transactions are ...
(a) Definitions. For purposes of this section: (1) Class means a class of shares issued by a Fund that has more than one class that ...
(a) If a filing fee based on a bona fide estimate of the maximum offering price, computed in accordance with this rule where applicable, has ...