Preliminary Notes to §230.164. 1. This section is not available for any communication that, although in technical compliance with this section, is part of a ...
(a) Requests for acceleration of the effective date of a registration statement shall be made by the registrant and the managing underwriters of the proposed ...
Preliminary Note: Rule 145 (§230.145 of this chapter) is designed to make available the protection provided by registration under the Securities Act of 1933, as ...
Preliminary Notes to §230.168. 1. This section is not available for any communication that, although in technical compliance with this section, is part of a ...
Preliminary Note to §230.163. Attempted compliance with this section does not act as an exclusive election and the issuer also may claim the availability of ...
(a) Except as provided in paragraphs (b) or (f) of this rule and in §230.606: (1) No written offer of securities of any issuer shall ...
Preliminary Notes: (1) Confidential treatment of supplemental information or other information not required to be filed under the Act should be requested under 17 CFR ...
(a) Registered offerings. Under the conditions of paragraph (a)(1) or (a)(2) of this section, a broker's or dealer's publication or distribution of a research report ...
Rule 428 — Documents Constituting a Section 10(a) Prospectus for Form S-8 Registration Statement;...
(a)(1) Where securities are to be offered pursuant to a registration statement on Form S-8 (§239.16b of this chapter), the following, taken together, shall constitute ...
(a) Five copies of every form of prospectus sent or given to any person prior to the effective date of the registration statement that varies ...