The following conditions shall be applicable to offers and sales made under Regulation D (§230.500 et seq. of this chapter): (a) Integration. All sales that ...
Preliminary Notes: 1. This rule shall not raise any presumption that the exemption provided by section 3(a)(11) of the Act is not available for transactions ...
(a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to ...
Preliminary Notes: 1. This section relates solely to the application of section 5 of the Act and not to antifraud or other provisions of the ...
General Instructions 1. The information in the offering circular should be organized to make it easier to understand the organization and operation of the company. ...
As used in Regulation S, the following terms shall have the meanings indicated. (a) Debt securities. “Debt securities” of an issuer is defined to mean ...
Unless the context otherwise requires, all terms used in §§230.400 to 230.494, inclusive, or in the forms for registration have the same meanings as in ...
Preliminary Note: Certain basic principles are essential to an understanding of the registration requirements in the Securities Act of 1933 (the Act or the Securities ...
(a) A standby commitment means a right to sell a specified underlying security or securities within a specified period of time and at an exercise ...
The term total assets, when used in computing values for the purposes of sections 5 and 12 of the Act, shall mean the gross assets ...