For purposes of reliance on the exemption for certain companies under section 6(a)(5)(A) of the Act, a company shall be deemed to have met the ...
(a) An application under section 6(d) of the Act shall contain the following information: (1) A brief description of the character of the business and ...
(a)(1) Except as provided in this section, it shall be unlawful for any registered open-end management investment company (other than a company complying with the ...
(a) Redemption fee. It is unlawful for any fund issuing redeemable securities, its principal underwriter, or any dealer in such securities, to redeem a redeemable ...
Every registered open-end management investment company, or series thereof, that is regulated as a money market fund under §270.2a-7 must file with the Commission a ...
(a) A registered separate account, and any depositor of or underwriter for such account, shall be exempt from paragraph (4) of section 27(a) of the ...
Copies of material filed with the Commission for the sole purpose of complying with section 24(b) of the Act either shall be accompanied by a ...
(a) Exemption. A registered open-end management investment company or series thereof (“fund”) that is regulated as a money market fund under §270.2a-7 is exempt from ...
The term eligible portfolio company shall include any issuer that meets the requirements set forth in paragraphs (A) and (B) of section 2(a)(46) of the ...
If a director of a registered investment company (“Fund”) owns shares of a registered investment company (including the Fund) with an investment objective to replicate ...