UPCOMING EVENTS

2/23/2017
If the new guidance from the SEC’s Division of Investment Management on what constitutes custody deprives the industry of an outright victory, it at l...
2/23/2017
As we’ve already established (IA Watch, Oct. 20, 2016), you have plenty of time but lots of work ahead to comply with the SEC’s two new rules targetin...
2/23/2017
If your firm plans any large acquisitions of an entity’s stock this year, don’t forget to notify the Federal Trade Commission and the Department of Ju...
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