UPCOMING EVENTS

2/16/2017
This week the new Financial CHOICE Act that would modify Dodd-Frank and other financial services’ regulation is expected to be unveiled. IA Watch has ...
2/16/2017
In ERISA parlance, if you manage investments for a plan you’re either a so-called 3(21) or a 3(38) fiduciary – the numbers originating from ERISA’s va...
2/16/2017
When you don’t follow one of your compliance policies and procedures and processes nearly half the time, you are certainly inviting trouble. Despite k...
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