UPCOMING EVENTS

3/23/2017
A career as a Wall Street lawyer creates many relationships. The heat in an otherwise lukewarm Senate Banking Committee hearing on SEC Chairman nomine...
3/23/2017
You wouldn’t be alone if you felt this month’s “information update” from the SEC’s Division of Investment Management on use of the so-called Unibanco ...
3/23/2017
Take in one more sign that there’s a new sheriff in town. A new decision by an SEC ALJ bars an adviser who has spent 36 years in the industry for disc...
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