(a) The terms participates and participation in section 2(11) (48 Stat. 74, 48 Stat. 905; 15 U.S.C. 77b) shall not include the interest of a ...
(a) For purposes of section 12(a)(2) of the Act only, and without affecting any other rights a purchaser may have, for purposes of determining whether ...
(a) An offer, offer to sell, or offer for sale of securities shall be deemed to be made to the holders of assessable stock of ...
(a) Any part of an obligation evidenced by any bond, note, debenture, or other evidence of indebtedness issued by any governmental unit specified in section ...
(a) As used in the rules and regulations prescribed in this part by the Securities and Exchange Commission pursuant to the Securities Act of 1933, ...
Provided. That, at the time of filing of each post-effective amendment with the Commission, the issuer continues to meet the requirements of filing on Form ...
(a) In offerings made other than in reliance on Rule 430B (§230.430B) or Rule 430D (§230.430D) and other than for prospectuses filed in reliance on ...
(a) The following foreign issuers shall file Form F-N [17 CFR 239.43] under the Act appointing an agent for service of process when filing a ...
(a) A registration statement on Form F-7, Form F-8 or Form F-80 (§239.37, §239.38 or §239.41 of this chapter), and any amendment thereto, shall become ...
(a) The aggregate offering price of all of the following securities of the issuer shall not exceed $5,000,000: (1) All securities presently being offered under ...