In determining whether or not the conduct of a person constitutes a reasonable investigation or a reasonable ground for belief meeting the standard set forth ...
For purposes of Commission rulemaking in accordance with the provisions of Chapter Six of the Administrative Procedure Act (5 U.S.C. 601 et seq.), and unless ...
(a) If the Act or the rules and regulations of the Commission require the filing of a written consent to the use of any material ...
(a) A failure to comply with a term, condition or requirement of Regulation A will not result in the loss of the exemption from the ...
(a) Where a registrant has filed two or more registration statements, it may file a single prospectus in the latest registration statement in order to ...
Shares of stock or similar security offered to provide funds to be distributed to shareholders of the issuer of such securities in lieu of issuing ...
(a) When notice of sales on Form D is required and permitted to be filed. (1) An issuer offering or selling securities in reliance on ...
(a) General. The principal office of the Commission, at 100 F Street, NE., Washington, DC 20549, is open each day, except Saturdays, Sundays, and Federal ...
Information or documents obtained by officers or employees of the Commission in the course of any examination or investigation pursuant to section 8(e) or 20(a) ...
(a) A failure to comply with a term, condition or requirement of §230.504, §230.505 or §230.506 will not result in the loss of the exemption ...