(a) Except as provided in section 24(f) of the Investment Company Act of 1940 (15 U.S.C. 80a-24(f)) and in paragraph (b) of this section, where ...
In the case of a registration statement filed on Form N-1A (§§239.15A and 274.11A of this chapter), Form N-2 (§§239.14 and 274.11a-1 of this chapter), ...
The term preceded by a prospectus, as used in section 5(b)(2) of the Act with respect to any requirement for the delivery of a prospectus ...
Preliminary Note: This section is available only to communications relating to business combinations. The exemption does not apply to communications that may be in technical ...
All persons signing a registration statement shall be deemed, in the absence of a statement to the contrary, to confer upon the registrant, and upon ...
The term common trust fund as used in section 3(a)(2) of the Act (15 U.S.C. 77c(a)(2)) shall include a common trust fund which is maintained ...
The term preceded by a prospectus, as used in section 5(b)(2) of the Act with respect to any requirement for the delivery of a prospectus ...
Written materials, including advertisements, relating to standardized options, as that term is defined in Rule 9b-1 under the Securities Exchange Act of 1934, shall not ...
No offering circular need be filed or used in connection with an offering of securities under §§230.601 to 230.610a if the aggregate offering price of ...
(a) Except as provided in Rule 447 (§230.447) and in Rule 478 (§230.478), every amendment to a registration statement shall be signed by the persons ...