PF Rules & Regulatory Actions

If any issuer, except a foreign issuer exempted by Rule 3a12-3 (17 CFR 240.3a12-3), incorporated under the laws of any State or foreign government and ...
(a) Except as provided in paragraph (b) of this section, any registration statement or any amendment or exhibit thereto may be withdrawn upon application if ...
(a) For the purposes only of section 5 of the Act, a notice, circular, advertisement, letter, sign, or other communication, published or transmitted to any ...
(a) Contents. An offering circular shall include the narrative and financial information required by Form 1-A. (b) Presentation of information. (1) Information in the offering ...
(a) All written communications made in reliance on §230.165 are prospectuses that must be filed with the Commission under this section on the date of ...
All payments of fees for registration statements under the Act shall be made by wire transfer, or by certified check, bank cashier's check, United States ...
(a) The term commission in section 2(11) of the Act shall include such remuneration, commonly known as a spread, as may be received by a ...
(a) Any statement contained in a document incorporated or deemed to be incorporated by reference or deemed to be part of a registration statement or ...
(a) At least 10 days (Saturdays, Sundays and holidays excluded) prior to the date on which the initial offering or sale of any securities is ...
If a registration statement is prepared on a form available solely to investment companies registered under the investment Company Act of 1940, or a business ...
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