In speeches and a sweep letter, the SEC demonstrates it is moving determinedly toward eyeing private equity fund advisers for signs that clients are being ...
The SEC's first new FAQ for Form ADV in months directs advisers that seek to protect the anonymity of a private fund by using a ...
Dozens of comments have flooded into the SEC in the days following the release of its proposed rule that would permit general solicitation of private ...
You have until October 5th to comment on a new proposed rule from the SEC that would implement Congress's intent in passing the JOBS Act ...
We told you about the recent SEC FAQ indicating a private equity fund adviser that potentially could sell short or borrow large amounts would transform ...
As early as next week, the Golden State is expected to formally adopt a final rule that would permit certain private fund advisers to escape ...
One of the biggest questions emanating from the CFTC's elimination of a key exemption under its CPO and CTA rules relates to whether fund of ...
One of the welcomed clarifications found within the SEC's 16 new FAQs for Form PF lists examples of a fund's borrowings (Question 12). These include ...
Congress gave the SEC until last week to eliminate the prohibition against general solicitation and general advertising in securities offerings under rule 506 of Reg ...
You should take a look at seven frequently asked questions on Form PF before you complete the confidential document that will inform the government of ...