Remarks Before the SEC / Academy of Finance Shadowing Program Commissioner Daniel M. Gallagher Washington, D.C. April 3, 2014 Thank you, Tyler [Kirk], for that ...
The Commission is also committed to considering the appropriate next steps on the investment adviser and broker-dealer initiative. Section 913 of the Dodd-Frank Act granted ...
Taking an Informed Approach to Issues Facing the Mutual Fund Industry Commissioner Luis A. Aguilar Washington, DC April 2, 2014 Good afternoon. Thank you for ...
Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Commissioner Daniel M. Gallagher New Orleans, LA ...
The Commission�s Role in Addressing the Growing Cyber-Threat Commissioner Luis A. Aguilar March 26, 2014 *I would like to start by welcoming each of the ...
Remarks to the 2014 Mutual Funds and Investment Management Conference Norm Champ Director, Division of Investment Management[*] Orlando, FL March 17, 2014 Introduction Thank you, ...
Statement at SEC Open Meeting Commissioner Daniel M. Gallagher Washington, D.C. March 12, 2014 Thank you Chair White. I would like to join my colleagues ...
Enhancing the Stability and Safety of Clearing Agencies Commissioner Luis A. Aguilar SEC Open MeetingWashington, D.C. March 12, 2014 About 40 years ago, Congress gave ...
Gallagher: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference
Remarks Given at the Institute of International Bankers 25th Annual Washington Conference Commissioner Daniel M. Gallagher U.S. Securities and Exchange Commission Washington, D.C. March 3, ...
An Open Letter to the SEC Staff Commissioner Daniel M. Gallagher U.S. Securities and Exchange Commission Washington, D.C. Feb. 21, 2014 Thank you, Norm [Champ]. ...