Final Rule: Disclosure of Mutual Fund After-Tax Returns; Extension of Compliance Date 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-8010; 34-44850; IC-25175; ...
Final Rule: Disclosure of Mutual FundAfter-Tax Returns SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-7941; 34-43857; IC-24832; File ...
No-Action Letter under: Investment Company Act of 1940 – Rule 17a-6 Longleaf Partners Funds Trust April 9, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
No-Action Letter under: Securities Exchange Act – Section 14(a) The France Growth Fund, Inc. – Strome Hedgecap Fund April 6, 2001 RESPONSE OF THE DIVISION ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-24828; File No. S7-11-97] RIN 3235-AH11 Investment Company Names AGENCY:Securities and Exchange Commission.ACTION:Final rule; Request ...
No-Action Letter under:Securities Act of 1933 – Section 5 Nationwide Life Insurance Company March 16, 2001 RESPONSE OF THE OFFICE OF INSURANCE PRODUCTS DIVISION OF ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-24828A; File No. S7-11-97] RIN 3235-AH11 Investment Company Names; Correction AGENCY:Securities and Exchange Commission.ACTION:Correction to final ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 275 [Release No. IC-24890; IA-1932; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies and Investment ...
Final Rule:Integration of Abandoned Offerings SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 230 [RELEASE NO. 33-7943; File No. S7-30-98] RIN 3235-AG83 INTEGRATION OF ABANDONED OFFERINGS ...
No-Action Letter under: Investment Company Act – Sections 2(a)(32), 5(a)(1), 11(a), 18(f)(1), 34(b); Rule 11a-3 Fidelity Advisor Korea Fund, Inc March 7, 2001 RESPONSE OF ...